Securities Act

Results: 34055



#Item
281Self-regulatory organizations / United States securities law / Financial Industry Regulatory Authority / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:22
28273rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Rebate / Stock market

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-17 11:10:30
283Lawsuit / Vexatious litigation / Motion in United States law / Federal Rules of Civil Procedure / Complaint / Pro se legal representation in the United States / Private Securities Litigation Reform Act

C:WEBSHAREWWWROOTTerryFormsDondi.PDF

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Source URL: freedom-school.com

Language: English - Date: 2015-05-02 15:29:09
28473rd United States Congress / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / National Market System / New York Stock Exchange / Futures contract

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-09 11:17:23
285Investment / Corporate law / Corporate governance / Corporate finance / Equity securities / Proxy firm / Institutional investor / SarbanesOxley Act / Private equity / Investment management / Governance / Hedge fund

Can Institutional Investors Improve Corporate Governance Through Collective Action? Craig Doidge, Alexander Dyck, Hamed Mahmudi, and Aazam Virani ∗ April 2015

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Source URL: www.ccgg.ca

Language: English - Date: 2015-10-16 00:00:00
286Commodity markets / Financial markets / 76th United States Congress / Institutional investors / Exchange-traded fund / Futures contract / Commodity pool operator / U.S. Securities and Exchange Commission / Broker-dealer / Financial adviser / Investment Advisers Act / Commodity Futures Trading Commission

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-28 09:59:16
287Government of Switzerland / Swiss Financial Market Supervisory Authority / Insider trading

Short & Simple 1c/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Changes in disclosure of shareholdings,

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Source URL: www.kellerhals-carrard.ch

Language: English - Date: 2016-06-28 05:47:20
288Stock market / SEC filings / U.S. Securities and Exchange Commission / 73rd United States Congress / Form 4 / Security / Securities Exchange Act / Stock

SEC FORM 4 SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.baltia.com

Language: English - Date: 2016-05-05 11:33:49
289Financial markets / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Short / Securities regulation in the United States / Market maker

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-07 16:26:10
290Stock market / Equity securities / Corporate finance / Generally Accepted Accounting Principles / Financial statements / Income statement / Shares outstanding / Dividend / Stock exchange / Share / Balance sheet / Preferred stock

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: i2.esmas.com

Language: English - Date: 2010-04-22 14:19:16
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